Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Francis McCarthy is a financial advisor with Cetera Investment Advisers LLC, based in Hartford, Connecticut. Daniel has been in the industry since 1984 and holds a Series 7, Series 24, Series 63, and Series 65 license. He is a Chartered Financial Consultant. Daniel also has a background in insurance and has worked with various companies including MassMutual Life Insurance Company, MML Investors Services, Inc., and CM Smith Financial, Inc. Daniel focuses on providing financial planning services, portfolio management, and pension consulting to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (HARTFORD CT)
NA
01/14/1988 - 03/01/1996
G. R. PHELPS & CO., INC.
CA
04/06/1994 - 12/06/1995
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NA
11/23/1984 - 12/11/1987
TRAVELERS EQUITIES SALES, INC.
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel McCarthy is the right advisor for you? Invested Better is here to help.
