Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Francis Madison is an investment advisor representative at RBC Capital Markets, LLC. Daniel has been in the financial services industry for over 30 years. He has a broad range of experience in the financial services industry, including securities, commodities, and investment advisory services. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 3, 6, 7, 62, and 63. He is also licensed to provide investment advisory services in all 50 states. Before joining RBC Capital Markets, LLC, Daniel worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, National Financial Services LLC, Bear, Stearns & Co. Inc., Aetna Capital Management, Inc., and Aetna Life Insurance and Annuity Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
04/18/2011 - Present
RBC Capital Markets, LLC (WELLESLEY HILLS MA)
MA
11/01/2010 - 04/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
02/09/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
MA
03/28/2005 - 02/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
10/23/1995 - 03/23/2005
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
09/27/1993 - 09/26/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CT
03/06/1992 - 07/15/1993
AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)
CT
08/16/1991 - 07/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
06/28/1988 - 11/02/1988
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 07/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1994
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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