Unclaimed
Daniel Harrington is a financial professional with over 20 years of experience in the industry. Currently, Daniel Harrington is registered with MML Investors Services, LLC, serving clients from the Springfield, MA office. Daniel Harrington holds Series 7, 24, 51, 63, and 65 licenses. Previously, Daniel Harrington was registered with St. Bernard Financial Services, Inc., Investors Capital Corp., SII Investments, Inc., Next Financial Group, Inc., and Commonwealth Financial Network, in addition to UBS Paine Webber Inc. Daniel Harrington has specialized in a variety of areas throughout his career, including investment companies, individual clients, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
12/15/2020 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
RI
01/03/2017 - 10/19/2020
ST. BERNARD FINANCIAL SERVICES, INC. (Rumford RI)
RI
04/04/2014 - 09/13/2016
INVESTORS CAPITAL CORP. (RUMFORD RI)
RI
02/09/2009 - 04/09/2014
SII INVESTMENTS, INC. (RUMFORD RI)
RI
07/01/2005 - 03/03/2009
NEXT FINANCIAL GROUP, INC. (EAST PROVIDENCE RI)
MA
05/09/2001 - 06/30/2005
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NJ
05/14/1998 - 05/24/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 05/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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