Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Haines, Jr. is a financial advisor with Osaic Wealth, Inc. Daniel has been in the financial services industry since March 1983. Daniel holds licenses in Arizona, Connecticut, Delaware, Florida, New Hampshire, New York, North Carolina, South Carolina and Virginia. Daniel has a Certified Financial Planner designation. Daniel has a history of working for several firms including Cetera Investment Services LLC, Securities America, Inc., MetLife Securities Inc., Nutmeg Securities, Ltd., Linsco/Private Ledger Corp., Robert Thomas Securities, Inc and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
07/17/2020 - Present
Osaic Wealth, Inc. (RALEIGH NC)
NC
03/17/2017 - 07/17/2020
CETERA INVESTMENT SERVICES LLC (RALEIGH NC)
NC
02/26/2015 - 03/20/2017
SECURITIES AMERICA, INC. (Durham NC)
NC
04/04/2008 - 03/03/2015
METLIFE SECURITIES INC. (RALEIGH NC)
CT
02/15/2001 - 03/31/2008
NUTMEG SECURITIES, LTD. (NEWTOWN CT)
SC
08/08/1995 - 03/05/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
FL
02/11/1994 - 08/16/1995
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
03/22/1983 - 02/18/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Haines is the right advisor for you? Invested Better is here to help.
