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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dominguez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Rolling Hills Estates, CA. He is a Series 7, Series 6, Series 63, and Series 66 licensed advisor. Daniel has over 9 years of experience in the financial services industry. Daniel has worked for several other firms in the past including MML Investors Services, LLC, U.S. Bancorp Investments, Inc., and J.P. Morgan Securities LLC. Daniel has a strong track record of success in providing financial advice to individuals, corporations, and institutions. He specializes in providing financial planning, investment management, and retirement planning services. Daniel is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROLLING HILLS ESTATES CA)
CA
10/08/2019 - 06/08/2020
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
10/18/2017 - 08/21/2019
U.S. BANCORP INVESTMENTS, INC. (ROLLING HILLS ESTATES CA)
CA
05/24/2014 - 09/19/2017
J.P. MORGAN SECURITIES LLC (SAN PEDRO CA)
BOTH
Issued 01/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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