Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Francis Barrett is a financial advisor at Raymond James Financial Services Advisors, Inc. Daniel has been in the industry since 1997 and has a wide range of experience. He specializes in working with individuals, families, and businesses to help them reach their financial goals. Daniel is also a registered investment advisor, which means he is held to a higher standard of care than other financial professionals. In addition to providing investment advice, Daniel also offers a variety of other services, including financial planning, estate planning, and retirement planning. Daniel's goal is to provide his clients with the personalized attention and guidance they need to achieve their financial dreams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
06/16/2022 - Present
Raymond James Financial Services Advisors, Inc. (Morristown NJ)
NJ
12/02/2011 - 06/27/2022
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NJ
06/15/2009 - 06/20/2011
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
06/11/2007 - 06/18/2009
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
04/12/1999 - 06/21/2007
UBS SECURITIES LLC (NEW YORK NY)
MD
06/04/1998 - 04/13/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
12/15/1997 - 02/02/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
NY
06/03/1996 - 11/12/1996
SBC WARBURG, INC. (NEW YORK NY)
NY
12/07/1995 - 06/03/1996
S.G. WARBURG & CO. INC. (NEW YORK NY)
BOTH
Issued 12/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/25/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/25/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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