Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ford is a financial professional with over 23 years of experience in the industry. Daniel is currently registered with Citigroup Global Markets Inc. in Texas and holds a Series 7, Series 24, Series 63, Series 79TO, and Series 87 license. Daniel has previously worked at UBS Securities LLC, Barclays Capital Inc., Lehman Brothers Inc. and ABN AMRO Incorporated. Daniel is registered to provide investment advice and services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/06/2023 - Present
Citigroup Global Markets Inc. (HOUSTON TX)
NY
01/23/2018 - 01/03/2022
UBS SECURITIES LLC (NEW YORK NY)
MA
09/22/2008 - 01/17/2018
BARCLAYS CAPITAL INC. (BOSTON MA)
ME
03/12/2001 - 09/22/2008
LEHMAN BROTHERS INC. (WELLS ME)
CT
06/15/1999 - 04/05/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
08/15/1997 - 05/07/1999
HSBC SECURITIES, INC. (NEW YORK CITY NY)
BC
Issued 06/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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