Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Floyd Pugh is a financial advisor with Raymond James & Associates, Inc. Daniel has been in the industry since 1996 and has been registered with Raymond James & Associates, Inc. since 2013. Daniel is licensed to provide investment advice in multiple states, including Tennessee, Texas, and many others. Daniel is a Registered Representative and Investment Advisor Representative. Daniel has experience in several areas, including financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
12/05/2014 - Present
Raymond James & Associates, Inc. (Franklin TN)
TN
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (BRENTWOOD TN)
TN
02/11/1998 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BRENTWOOD TN)
WI
11/23/1999 - 02/11/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
MO
02/07/1996 - 02/06/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 05/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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