Unclaimed
Daniel Ferring is a financial professional with over 6 years of experience in the securities industry. Daniel is currently registered with Fidelity Brokerage Services LLC and holds a Series 6, 7, 24 and 63 license as well as the SIE exam. Prior to joining Fidelity, Daniel was employed by J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc. Daniel is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/10/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
10/03/2019 - 07/26/2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)
OH
05/20/2016 - 10/03/2019
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
BC
Issued 06/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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