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Daniel Farrell Dolan

Alps Distributors, Inc.

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About Daniel Farrell Dolan

Daniel Dolan is a registered representative with Alps Distributors, Inc. and Alps Portfolio Solutions Distributor, Inc. Daniel is licensed in 51 states and the District of Columbia. Daniel has passed the Series 7TO, Series 63 and SIE exams and is actively pursuing his career in the financial services industry.

Firm Information

Daniel Dolan is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Dolan’s Registration & Firm History

CO

06/30/2022 - Present

Alps Distributors, Inc. (DENVER CO)

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Licenses & Designations

BC

Issued 08/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Farrell Dolan.
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