Unclaimed
Daniel Dolan is a registered representative with Alps Distributors, Inc. and Alps Portfolio Solutions Distributor, Inc. Daniel is licensed in 51 states and the District of Columbia. Daniel has passed the Series 7TO, Series 63 and SIE exams and is actively pursuing his career in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/30/2022 - Present
Alps Distributors, Inc. (DENVER CO)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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