Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Higgins is a financial advisor with Thrivent Investment Management Inc. Daniel is a Series 63, Series 6TO, and SIE licensed financial advisor with experience in providing financial planning and portfolio management services to individuals and corporations. Daniel is registered in South Carolina. Previously, Daniel worked as a financial advisor at PRINCIPAL SECURITIES, INC. and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
08/19/2021 - Present
Thrivent Investment Management Inc. (APPLETON WI)
NC
05/26/2021 - 08/09/2021
PRINCIPAL SECURITIES, INC. (Charlotte NC)
NC
10/12/2019 - 05/20/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 11/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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