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Daniel F Gutman

Prudential Annuities Distributors, Inc.

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About Daniel F Gutman

Daniel Gutman is a financial professional with over 10 years of experience in the industry. Daniel is currently registered with Prudential Annuities Distributors, Inc. and has been with the firm since December 2012. Previously, Daniel was registered with PRUCO SECURITIES, LLC. in New Jersey. Daniel holds Series 6, 26, and 63 licenses and is a registered representative in New Jersey. Daniel's areas of expertise include investment company products and variable contracts.

Firm Information

Daniel Gutman is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Gutman’s Registration & Firm History

CT

12/22/2012 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

09/20/2018 - 04/10/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel F Gutman.
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