Unclaimed
Daniel Gutman is a financial professional with over 10 years of experience in the industry. Daniel is currently registered with Prudential Annuities Distributors, Inc. and has been with the firm since December 2012. Previously, Daniel was registered with PRUCO SECURITIES, LLC. in New Jersey. Daniel holds Series 6, 26, and 63 licenses and is a registered representative in New Jersey. Daniel's areas of expertise include investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/22/2012 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
09/20/2018 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 08/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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