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Daniel Evan Lloyd-roberts is an Investment Advisor Representative with Stoker Ostler, A Part Of BMO Financial Group located in Scottsdale, Arizona. Daniel Evan Lloyd-roberts has been in the industry for 11 years. Previously, Daniel Evan Lloyd-roberts was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scottsdale, Arizona. Daniel Evan Lloyd-roberts holds the Series 63, 65, and 7TO securities licenses as well as the SIE exam. Daniel Evan Lloyd-roberts is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
05/12/2022 - Present
Stoker Ostler, A Part OF BMO Financial Group (SCOTTSDALE AZ)
AZ
01/05/2019 - 04/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
IA
Issued 07/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
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