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Daniel Eugene Rivers

Sowell Management

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About Daniel Eugene Rivers

Daniel Eugene Rivers is an investment advisor representative at Sowell Management and has been in the financial services industry for over 30 years. Daniel is a licensed Investment Advisor Representative in Arkansas. He is also a licensed general securities representative and principal, holding Series 7, 24, and 63 licenses. Daniel specializes in providing financial planning services, selection of other advisors, and portfolio management for individuals. He has experience working with high-net-worth individuals, corporations, and pension and profit-sharing plans.

Firm Information

Daniel Rivers is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Rivers’s Registration & Firm History

AR

08/26/2024 - Present

Sowell Management (Camden AR)

AR

08/23/2024 - 08/28/2024

OSAIC WEALTH, INC. (Camden AR)

AR

07/18/2023 - 08/23/2024

TRIAD ADVISORS LLC (Camden AR)

AR

11/25/2019 - 07/14/2023

INDEPENDENT FINANCIAL GROUP, LLC (CAMDEN AR)

AR

06/21/2001 - 11/26/2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CAMDEN AR)

MO

12/17/1985 - 06/25/2001

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 02/21/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Daniel Eugene Rivers.
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