Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Eugene Plessel is a financial advisor who has been in the industry since 2003. Daniel is currently registered with Wells Fargo Clearing Services, LLC, and has been with the firm since 2011. Daniel has held previous positions with Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, CUNA Brokerage Services, Inc., and Pruco Securities, LLC. Daniel is registered to provide investment advice in 53 states and the District of Columbia. Daniel is a Series 6, 7, 63, and 65 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/01/2011 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MN
01/03/2011 - 10/27/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
11/21/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
04/16/2007 - 08/04/2008
CUNA BROKERAGE SERVICES, INC. (BLOOMINGTON MN)
MN
03/27/2003 - 12/18/2006
PRUCO SECURITIES, LLC. (ST. LOUIS PARK MN)
AZ
09/12/2002 - 01/02/2003
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
IA
Issued 03/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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