Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Flax has been in the industry since 2001. He is currently registered with Neuberger Berman BD LLC. Daniel has also held previous roles with T. Rowe Price Investment Services, Inc., Bernard L. Madoff Investment Securities LLC, and Deutsche Bank Securities Inc. Daniel has a strong understanding of the financial markets and has a proven track record of success. Daniel is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/30/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
MD
04/26/2006 - 08/26/2011
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NY
02/16/2001 - 05/05/2004
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
NY
02/18/1997 - 07/29/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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