Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dodgen is a financial advisor with over 30 years of experience in the financial services industry. Daniel is a Certified Financial Planner and a Chartered Financial Consultant. Daniel works with clients to develop customized financial plans, investment strategies and provide asset management services. Daniel currently works with Cetera Investment Advisers LLC and Sovran Advisors, LLC. Daniel is also a registered representative of Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/22/2024 - Present
Cetera Investment Advisers LLC (COSTA MESA CA)
CA
03/25/2017 - 03/06/2024
MML INVESTORS SERVICES, LLC (Costa Mesa CA)
CA
06/21/2002 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SAN JOSE CA)
CA
04/14/2014 - 01/02/2015
NEW ENGLAND SECURITIES (FOSTER CITY CA)
CA
06/21/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (IRVINE CA)
NY
09/10/1990 - 06/19/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/10/1990 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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