Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ernest Peterson is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Daniel has been in the financial services industry since June 17, 2000. He is licensed in 10 states and holds Series 6 and 63 licenses, as well as the SIE exam. Daniel is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state of North Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/02/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
ND
01/08/2014 - 01/08/2015
SAGEPOINT FINANCIAL, INC. (FARGO ND)
ND
03/04/2004 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (FARGO ND)
NY
05/03/1999 - 10/09/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/17/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 03/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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