Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Erik Falkenberg is a financial professional with experience in the investment industry. Daniel has been registered with the Securities and Exchange Commission (SEC) since July 2018. Daniel's current affiliation is with LPL Financial LLC. Prior to that, Daniel worked at KEY INVESTMENT SERVICES LLC. Daniel holds the Series 6, Series 63 and Series 6TO securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
07/17/2023 - Present
LPL Financial LLC (FALMOUTH ME)
ME
07/16/2018 - 09/25/2020
KEY INVESTMENT SERVICES LLC (YARMOUTH ME)
BC
Issued 09/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Falkenberg is the right advisor for you? Invested Better is here to help.
