Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Simon is a registered representative with MML Investors Services, LLC and has been in the financial services industry since 1999. Daniel has a Series 66, Series 63, and Series 7 license. Daniel has experience with Metropolitan Life Insurance Company, MetLife Securities Inc., MSI Financial Services, Inc. and Princor Financial Services Corporation. Daniel has also been registered to provide investment advisory services in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
04/11/2017 - Present
MML Investors Services, LLC (FT LAUDERDALE FL)
FL
02/06/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
12/17/2012 - 02/10/2014
PRINCOR FINANCIAL SERVICES CORPORATION (MIRAMAR FL)
FL
04/06/2005 - 12/17/2012
METLIFE SECURITIES INC. (FORT LAUDERDALE FL)
FL
04/06/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FORT LAUDERDALE FL)
GA
08/26/2003 - 01/27/2005
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
FL
05/14/2003 - 09/02/2003
ITRADEDIRECT.COM CORP (BOCA RATON FL)
NY
01/02/2002 - 06/20/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
09/05/2000 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
FL
09/03/1999 - 09/07/2000
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
11/30/1998 - 09/29/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
07/17/1998 - 10/07/1998
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 11/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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