Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Hammer is a financial professional with over 20 years of experience in the financial services industry. Daniel is currently registered with BNP Paribas Securities Corp. and holds Series 3, 6, 7, 24, and 63 licenses. Prior to joining BNP Paribas Securities Corp. Daniel worked at UBS Securities LLC, UBS Financial Services Inc., Thomas Weisel Partners LLC, Pioneer Funds Distributor, Inc. and State Street Research Investment Services, Inc. Daniel is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/25/2020 - Present
BNP Paribas Securities Corp. (BOSTON MA)
MA
09/07/2011 - 10/28/2019
UBS SECURITIES LLC (BOSTON MA)
MA
09/27/2002 - 09/28/2011
UBS FINANCIAL SERVICES INC. (BOSTON MA)
CA
11/13/2000 - 09/26/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
MA
11/24/1998 - 11/07/2000
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
03/19/1998 - 08/03/1998
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 05/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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