Unclaimed
Daniel Edward McDermott is a financial advisor with over 30 years of experience in the industry. He is currently registered with Empower Financial Services, Inc., a firm that specializes in providing financial advice to individuals and families. Daniel has a strong track record of success in helping clients achieve their financial goals. He is committed to providing personalized service and working closely with clients to develop customized financial plans. Prior to joining Empower, Daniel held positions with Putnam Retail Management Limited Partnership, Prudential Investment Management Services LLC, and Prudential Retirement Brokerage Services, Inc. Daniel has earned a number of professional designations, including Series 6, 7, 26, and 63 licenses. He is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/02/2015 - Present
Empower Financial Services, Inc. (Hartford CT)
MA
04/08/2011 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
NJ
12/06/2004 - 12/07/2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
09/20/2004 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
NJ
12/19/2002 - 06/01/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
03/12/1990 - 12/10/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 02/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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