Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lilly is a financial professional with over 25 years of experience in the industry. Daniel currently works at Pennhaven Brokerage Partners, LLC, a firm headquartered in Norwalk, Connecticut. Daniel has been a registered representative since 1996 and has held a variety of roles at different financial institutions throughout his career. Daniel is a licensed Series 7, 24, 55, 63, 99TO and SIE representative. Daniel is also a licensed Series 4 representative. Daniel is licensed in Connecticut, North Carolina, Pennsylvania, South Carolina, Utah, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/22/2024 - Present
Pennhaven Brokerage Partners, LLC (Norwalk CT)
NY
04/24/2018 - 06/06/2023
OUTSET GLOBAL TRADING LIMITED (New York NY)
FL
09/06/2016 - 05/08/2018
WEEDEN PRIME SERVICES, LLC. (MIAMI BEACH FL)
CT
01/03/2003 - 09/06/2016
GREENWICH PRIME TRADING GROUP, LLC (Greenwich CT)
NY
06/01/2001 - 01/27/2003
EMBARCADERO SECURITIES, LLC (NEW YORK NY)
NY
05/20/1996 - 06/19/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
BC
Issued 07/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2024
Series 4 - Registered Options Principal Examination
BC
Issued 10/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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