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Daniel Edward Guglielmo

Capital ONE Securities, Inc.

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About Daniel Edward Guglielmo

Daniel Edward Guglielmo is a registered representative with Capital ONE Securities, Inc. located in McLean, Virginia. Daniel Guglielmo has been in the securities industry since June 2022. Daniel Guglielmo is licensed to sell securities in Virginia.

Firm Information

Daniel Guglielmo is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Guglielmo’s Registration & Firm History

VA

06/10/2022 - Present

Capital ONE Securities, Inc. (McLean VA)

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Licenses & Designations

BC

Issued 01/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/30/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Edward Guglielmo.
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