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Daniel Edward Godfrey

Barclays Capital Inc.

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About Daniel Edward Godfrey

Daniel Godfrey is a financial professional with over 15 years of experience in the industry. He has held positions at various firms including Lehman Brothers Inc. and AXA Advisors, LLC. Currently, he is employed at Barclays Capital Inc. as a registered representative in the state of Massachusetts. Daniel Godfrey holds several licenses and certifications, including Series 3, Series 7, Series 9, Series 10, and Series 66. He is also registered in multiple states across the United States.

Firm Information

Daniel Godfrey is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Godfrey’s Registration & Firm History

MA

06/01/2009 - Present

Barclays Capital Inc. (BOSTON MA)

MA

09/22/2008 - 04/23/2009

BARCLAYS CAPITAL INC. (BOSTON MA)

MA

11/17/2005 - 09/22/2008

LEHMAN BROTHERS INC. (BOSTON MA)

NY

05/02/2005 - 06/24/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/11/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/14/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2016

Series 3 - National Commodity Futures Examination

BC

Issued 04/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Edward Godfrey.
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