Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Edward George has been in the financial services industry since 1996 and is currently registered with Wells Fargo Securities, LLC in New York, NY. Daniel has a long history of working with investors, starting at Dillon, Read & Co. Inc. in 1990. Prior to joining Wells Fargo Securities, LLC, Daniel worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., UBS Securities LLC, and BANC OF AMERICA SECURITIES LLC. Daniel has passed several industry exams including the Series 7, Series 24, Series 52TO, Series 53, Series 79TO, and Series 99TO exams. He is also licensed in California, Illinois, New York, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2009 - Present
Wells Fargo Securities, LLC (New York NY)
NY
07/19/2007 - 06/03/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/16/2006 - 05/08/2007
UBS SECURITIES LLC (NEW YORK NY)
NJ
03/03/2004 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/12/2000 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/24/1997 - 02/04/1998
CAMBRIDGE PARTNERS, L.L.C.
CT
05/29/1990 - 08/01/1996
DILLON, READ & CO. INC. (STAMFORD CT)
BC
Issued 02/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel George is the right advisor for you? Invested Better is here to help.
