Unclaimed
Daniel Gatien is a financial advisor with Northwestern Mutual Investment Services, LLC. Daniel has been in the financial services industry since 1998. Daniel has offices in Seattle, Washington. The firm's main office is in Milwaukee, Wisconsin. The firm has 2,181 licensed agents and 2,341 investment advisor representatives. Northwestern Mutual Investment Services, LLC provides financial planning, investment management, and insurance services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
10/30/2007 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
MO
09/08/1998 - 11/11/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 07/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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