Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Garles is a financial advisor with Empower Financial Services, Inc., located in Greenwood Village, Colorado. Daniel has been in the financial services industry since August 16, 2007. He holds the Series 6, 7, 26, and 63 securities licenses and the SIE exam. His professional experience includes positions at GWFS Equities, Inc., J.P. Morgan Institutional Investments Inc., and Charles Schwab & Co., Inc.. Daniel is currently registered in Arizona and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/13/2015 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
02/25/2011 - 08/05/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
12/13/2010 - 02/03/2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
06/11/2010 - 12/08/2010
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
IA
02/08/2007 - 04/06/2010
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 06/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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