Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Buxton is an investment advisor representative who has been in the financial industry since 2004. Daniel has a wide range of experience working with various clients, including high net worth individuals, corporations, and institutional investors. Daniel is currently registered with Robert W. Baird & Co. Inc. and is licensed to sell securities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OR
04/28/2011 - Present
Robert W. Baird & Co. Inc. (Lake Oswego OR)
OR
06/01/2009 - 05/05/2011
MORGAN STANLEY SMITH BARNEY (PORTLAND OR)
OR
11/17/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)
OR
01/01/2006 - 02/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
OR
11/24/2004 - 06/03/2005
PACIFIC CREST SECURITIES INC. (PORTLAND OR)
CA
08/04/2004 - 12/04/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
PA
08/01/2003 - 08/05/2003
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
BOTH
Issued 04/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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