Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ruppel is a financial advisor registered with Tiaa-Cref Individual & Institutional Services, LLC. Daniel has been in the industry for 24 years and holds the Series 7, 63 and 66 licenses as well as the SIE certification. Daniel's work has focused on providing investment advice for individuals and institutions. Daniel has been with Tiaa-Cref Individual & Institutional Services, LLC since 2014. Prior to joining Tiaa-Cref Individual & Institutional Services, LLC, Daniel was a registered representative with E*TRADE SECURITIES LLC. Daniel also had previous affiliations with Charles Schwab & Co., Inc., U.S. BANCORP INVESTMENTS, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY and TD WATERHOUSE INVESTOR SERVICES, INC. Daniel is registered in Colorado and Maine.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
12/09/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
03/07/2013 - 10/28/2014
E*TRADE SECURITIES LLC (DENVER CO)
CO
03/19/2004 - 03/19/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
MN
09/17/2002 - 01/22/2004
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MA
07/09/2002 - 09/19/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/09/2002 - 09/19/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
TX
06/23/2000 - 06/26/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
09/23/1999 - 05/08/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 11/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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