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Daniel E Ward

Bailey & Co. Securities, LLC

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About Daniel E Ward

Daniel Ward is a registered representative with Bailey & Co. Securities, LLC. Daniel has been in the financial services industry for over 10 years. Daniel holds Series 79TO, SIE and Series 56 licenses. Daniel is registered in Tennessee. Daniel previously worked at T3 TRADING GROUP, LLC.

Firm Information

Daniel Ward is currently registered with Bailey & Co. Securities, LLC. Bailey & Co. Securities, LLC is a Limited Liability Company formed in April 2019. The firm is registered with the SEC and in 18 states, including California, Colorado, Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Dakota, Tennessee, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Ward’s Registration & Firm History

TN

11/07/2022 - Present

Bailey & Co. Securities, LLC (Brentwood TN)

NY

01/31/2013 - 04/30/2013

T3 TRADING GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/10/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2013

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel E Ward.
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