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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sharkey is a financial advisor with UBS Financial Services Inc. Daniel has been in the securities industry since January 12, 2006. Daniel is registered with FINRA and the states of California, Colorado, Connecticut, Florida, Idaho, Maine, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Daniel is also registered with the state of Texas as an Investment Advisor Representative. Daniel has experience with a variety of financial products and services, including investment advisory, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/26/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/13/2011 - 03/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/12/2006 - 06/17/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BOTH
Issued 01/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 3 - National Commodity Futures Examination
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2005
Series 31 - Futures Managed Funds Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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