Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel E Puma is a financial advisor with Pruco Securities, LLC. Daniel has been in the financial services industry since February 2015 and is registered with the following states: Colorado, Florida, Kentucky, New York, Texas and Wyoming. Daniel holds Series 6, 7, 63 and 65 licenses, as well as the SIE. Daniel provides financial advice to individuals, corporations, trusts and estates. He is affiliated with Pruco Securities, LLC which is headquartered in Newark, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
09/02/2021 - Present
Pruco Securities, LLC (Syracuse NY)
IA
Issued 11/11/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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