Unclaimed
Daniel E Hummel is a financial professional with over 25 years of experience in the securities industry. Daniel is currently registered with Parkland Securities, LLC and holds a Series 6, 26, and 63 license as well as the SIE exam. Previously, Daniel was registered with Sigma Financial Corporation and WMA Securities, Inc. Daniel is registered in Florida, Georgia, Indiana, Kentucky and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
11/05/2018 - Present
Parkland Securities, LLC (LAWRENCEBURG IN)
IN
11/09/2000 - 11/05/2018
SIGMA FINANCIAL CORPORATION (LAWRENCEBURG IN)
GA
05/31/1995 - 11/16/2000
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 03/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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