Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dwayne Norman is a financial advisor who has been active in the industry since 2017. He is currently registered with Payden & Rygel Distributors in Los Angeles, California. Daniel Dwayne Norman holds the following licenses: Series 7, Series 63, Series 87, Series 99TO and the SIE exam. He previously worked at WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/17/2019 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
CO
04/15/2016 - 05/10/2018
WELLS FARGO SECURITIES, LLC (Denver CO)
BC
Issued 04/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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