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Daniel Dvorznak

Aegis Capital Corp.

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About Daniel Dvorznak

Daniel Dvorznak is a financial professional with over 20 years of experience in the industry. Daniel is currently registered with Aegis Capital Corp. Daniel has worked with various financial institutions, including J.D. Nicholas & Associates, Inc., American Capital Partners, LLC, Trident Partners Ltd., First Montauk Securities Corp., and Gaines, Berland Inc. Daniel holds multiple licenses, including Series 63, Series 24, SIE, and Series 7. Daniel specializes in providing financial planning, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.

Firm Information

Daniel Dvorznak is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Dvorznak’s Registration & Firm History

NY

11/25/2014 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

12/19/2006 - 07/14/2015

J.D. NICHOLAS & ASSOCIATES, INC. (SYOSSET NY)

NY

12/02/2002 - 12/20/2006

AMERICAN CAPITAL PARTNERS, LLC (WANTAGH NY)

NY

05/23/2000 - 12/03/2002

TRIDENT PARTNERS LTD. (WOODBURY NY)

NJ

02/04/1998 - 06/07/2000

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

10/18/1996 - 02/20/1998

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 10/24/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Daniel Dvorznak. Review regulatory record here.
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