Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Doo is a financial professional with over 20 years of experience in the industry. Daniel is currently registered with Truist Securities, Inc., a leading financial services firm. Prior to joining Truist, Daniel held positions at several other reputable firms including HSBC Securities (USA) Inc. Daniel holds a variety of licenses and certifications, including Series 7, Series 24, Series 3, Series 55, and Series 66. Daniel is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/19/2018 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NY
01/21/2016 - 04/03/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
08/30/2013 - 06/09/2015
THE VERTICAL GROUP (RED BANK NJ)
NJ
03/25/2013 - 07/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
09/07/2011 - 02/01/2013
TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)
NJ
05/23/2011 - 08/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
03/30/2009 - 11/10/2009
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
06/02/2003 - 01/10/2008
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/01/1999 - 06/12/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/07/2001 - 05/14/2003
CIBC TRADING (DELAWARE CORP.) (NEW YORK NY)
MD
07/07/1998 - 04/15/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NJ
03/10/1998 - 05/20/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/11/1995 - 11/14/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 06/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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