Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Diaz Torroba is a financial advisor with UBS Financial Services Inc., located in Miami, FL. Daniel has been in the financial services industry for over 17 years. Daniel specializes in providing financial advice to individuals, businesses, corporations, trusts, estates and insurance companies. Daniel is also a registered Investment Advisor Representative with UBS Financial Services Inc. and holds Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/25/2023 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
07/07/2014 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)
FL
03/25/2010 - 06/19/2014
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
06/10/2009 - 01/27/2010
LPL FINANCIAL CORPORATION (MIAMI FL)
NY
06/12/2007 - 01/22/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
01/19/2006 - 05/24/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
IA
Issued 09/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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