Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Diaz has been active in the financial industry since April 17, 1992. Daniel is currently registered with Siebert Williams Shank & CO., LLC as a General Securities Representative, Financial and Operations Principal and General Securities Principal. Daniel is also a registered representative in California and New York. Daniel is a Series 7, 24, 27, 63, SIE and 99TO licensed professional. Daniel has previously been registered with Muriel Siebert & Co., Inc., MultiInvestments, Inc., and MKI Securities Corp..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/13/1999 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
11/26/1996 - 08/13/2003
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
TX
05/12/1994 - 10/24/1996
MULTINVESTMENTS, INC. (SAN ANTONIO TX)
NY
03/12/1992 - 05/06/1994
MKI SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/16/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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