Unclaimed
Daniel Dennis Ashe is a financial advisor with The Leaders Group, Inc. based in Littleton, Colorado. Daniel has been in the financial services industry since 1993 and has a Series 6, Series 63, and SIE licenses. Daniel has been registered with FINRA since 5/17/2012. He has a history of working with several firms including Sun Life Financial Distributors, Inc., Pacific Select Distributors, Inc., Hartford Equity Sales Company Inc., and CIGNA Financial Advisors, Inc. Daniel is licensed to provide financial advice in Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Mexico, New York, Rhode Island, Texas, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/17/2012 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MA
02/08/2007 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CA
01/20/2000 - 02/07/2007
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CT
11/12/1996 - 03/02/2000
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
PA
07/08/1993 - 10/28/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 05/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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