Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dean Pals is a financial advisor with Principal Securities, Inc. Daniel has been in the financial industry since 2009 and has held previous positions at Princor Financial Services Corporation and Conseco Equity Sales, Inc. Daniel is a Series 6 and Series 7 registered representative, holds a Series 26 license and the SIE exam. Daniel also passed the Series 63 and Series 99TO exams. Daniel specializes in providing financial advice for individuals and corporations. Daniel has been working with Principal Securities, Inc. since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
08/07/2018 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
02/14/2000 - 05/29/2007
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IN
02/03/1998 - 06/29/1999
CONSECO EQUITY SALES, INC. (CARMEL IN)
BC
Issued 12/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Pals is the right advisor for you? Invested Better is here to help.
