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Daniel Dean Obrien

Citizens JMP Securities, LLC

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About Daniel Dean Obrien

Daniel Dean Obrien is a financial professional with experience in investment banking. Daniel Obrien is currently registered with Citizens JMP Securities, LLC and holds the Series 63, SIE, and Series 79TO licenses. Daniel Obrien is also registered in Maryland. Prior to joining Citizens JMP Securities, LLC, Daniel Obrien was employed by CITIZENS CAPITAL MARKETS.

Firm Information

Daniel Obrien is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Obrien’s Registration & Firm History

PA

08/01/2023 - Present

Citizens JMP Securities, LLC (Philadelphia PA)

PA

05/22/2023 - 08/01/2023

CITIZENS CAPITAL MARKETS (Philadelphia PA)

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Licenses & Designations

BC

Issued 06/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2023

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2023

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Dean Obrien.
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