Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel David Rodriguez is a registered representative with Great Point Capital LLC, a broker-dealer headquartered in Austin, TX. Daniel has been in the financial services industry since 2000. Daniel is a Series 7, 55, 57TO and 63 licensed representative. Daniel has held previous positions at ASSENT LLC and KERSHNER TRADING GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/16/2010 - Present
Great Point Capital LLC (AUSTIN TX)
TX
06/09/2010 - 07/26/2010
ASSENT LLC (AUSTIN TX)
TX
08/14/2001 - 11/28/2008
KERSHNER TRADING GROUP, LLC (AUSTIN TX)
TX
08/25/2000 - 09/27/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
BC
Issued 08/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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