Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel David Prince is a financial advisor with Fidelity Brokerage Services LLC. Daniel has been in the industry since 2018 and holds the Series 7, Series 63, and SIE licenses. Daniel was previously registered with Equitable Advisors, LLC. Daniel is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/06/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
06/22/2018 - 01/20/2023
EQUITABLE ADVISORS, LLC (HOUSTON TX)
IA
Issued 07/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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