Unclaimed
Daniel David Le is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel Le has been active in the industry since July 6, 2019 and holds the Series 7TO, SIE, and Series 66 securities licenses. Daniel Le specializes in providing portfolio management for businesses and individuals as well as pension consulting and educational seminars. Daniel Le has prior experience with Citizens Securities, Inc., John Hancock Investment Management Distributors LLC, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/18/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HINGHAM MA)
MA
08/06/2020 - 04/27/2022
CITIZENS SECURITIES, INC. (WESTWOOD MA)
MA
02/05/2020 - 08/19/2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)
MA
04/11/2019 - 12/11/2019
EDWARD JONES (HANSON MA)
BOTH
Issued 06/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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