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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel David Herman is a financial advisor with over 25 years of experience in the industry. Daniel is currently registered with Raymond James & Associates, Inc. Daniel has a strong track record of success in helping clients reach their financial goals. Daniel specializes in providing financial planning, portfolio management, and pension consulting services. Daniel is committed to providing his clients with personalized attention and a high level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/05/2018 - Present
Raymond James & Associates, Inc. (PENSACOLA FL)
FL
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (PENSACOLA FL)
FL
10/30/2000 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (PENSACOLA FL)
NY
11/20/1998 - 10/24/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/12/1997 - 10/22/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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