Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel David Ellis has been in the financial services industry since December 1999. Daniel David Ellis is currently registered as an Investment Advisor Representative with Western Wealth Management LLC. Daniel David Ellis has previously been registered with Sigma Financial Corporation, U.S. BANCORP INVESTMENTS, INC., MORGAN STANLEY DW INC., MORGAN STANLEY DEAN WITTER ONLINE INC., OLDE DISCOUNT CORPORATION, and FIDELITY BROKERAGE SERVICES, INC. Daniel David Ellis has been involved with the financial services industry for over 23 years, and is committed to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/01/2025 - Present
Western Wealth Management LLC (GOLDEN CO)
CO
04/25/2016 - 05/04/2016
SIGMA FINANCIAL CORPORATION (Lone Tree CO)
CO
01/14/2002 - 04/15/2016
U.S. BANCORP INVESTMENTS, INC. (BROOMFIELD CO)
NY
11/01/2000 - 05/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
06/08/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
MI
04/27/1999 - 05/27/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
RI
02/26/1999 - 04/01/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 02/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Ellis is the right advisor for you? Invested Better is here to help.
