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Daniel Daly McCulloch

Brookfield Oaktree Wealth Solutions LLC

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About Daniel Daly McCulloch

Daniel McCulloch is a financial advisor with over 15 years of experience in the industry. Daniel currently works at Brookfield Oaktree Wealth Solutions LLC, where they have been employed since August 2022. Prior to joining Brookfield Oaktree Wealth Solutions LLC, Daniel was employed by Morgan Stanley from 2020 to 2022, and Citigroup Global Markets Inc. from 2004 to 2009. Daniel is a licensed investment advisor and holds several industry designations. They are registered to sell securities in a number of states, including New York, Texas, and Illinois.

Firm Information

Daniel McCulloch is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel McCulloch’s Registration & Firm History

NY

08/16/2022 - Present

Brookfield Oaktree Wealth Solutions LLC (New York NY)

TX

12/08/2020 - 07/25/2022

MORGAN STANLEY (Houston TX)

TX

06/01/2009 - 10/09/2013

MORGAN STANLEY (HOUSTON TX)

NY

03/11/2004 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/28/2003 - 03/01/2004

WALL STREET ACCESS (NEW YORK NY)

NJ

10/18/1999 - 10/03/2002

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 09/23/2020

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/29/2014

Series 3 - National Commodity Futures Examination

BC

Issued 07/02/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 10/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Daly McCulloch.
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