Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel D. Shin is a financial advisor based in New York, NY. Daniel has over 20 years of experience in the financial services industry. Daniel is currently registered with Raymond James & Associates, Inc. and has previously worked at UBS Financial Services Inc., The Benchmark Company, LLC, UBS Securities LLC, Mizuho Securities USA Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Offroad Securities, Inc., and Banc of America Securities LLC. Daniel holds the Series 63, Series 7, and SIE licenses and is a registered representative in New York. Daniel specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/14/2024 - Present
Raymond James & Associates, Inc. (New York NY)
NY
10/03/2022 - 03/08/2024
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
09/18/2014 - 07/21/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/01/2018 - 12/20/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
07/21/2011 - 08/27/2014
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
10/01/2008 - 07/27/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/05/2003 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
06/02/2000 - 05/04/2001
OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)
NY
02/17/2000 - 04/04/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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