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Daniel Croutier

BGC Financial, LP

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About Daniel Croutier

Daniel Croutier is a financial professional with over 35 years of experience in the industry. Daniel is currently registered with BGC Financial, LP and has been with the firm since January 8, 2002. Previously, Daniel was employed by Fortis Investment Services LLC, Liberty Brokerage Inc., Tullett & Tokyo Securities, Inc., UBS Securities LLC, Lehman Brothers Inc., Deutsche Bank Capital Corporation, and Smith Barney, Harris Upham & Co., Incorporated. Daniel holds Series 7, Series 55, Series 57TO, SIE, and Series 63 licenses. Daniel is currently registered in California, Connecticut, Illinois, Massachusetts, New Jersey, New York, and Texas.

Firm Information

Daniel Croutier is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Croutier’s Registration & Firm History

NY

01/08/2002 - Present

BGC Financial, LP (JERICHO NY)

NY

02/07/2001 - 02/21/2002

FORTIS INVESTMENT SERVICES LLC (NEW YORK NY)

NJ

12/20/1999 - 01/22/2001

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

NY

05/06/1998 - 12/02/1999

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

NY

03/01/1995 - 04/22/1998

UBS SECURITIES LLC (NEW YORK NY)

NY

10/01/1990 - 03/22/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

02/08/1989 - 06/25/1990

DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)

NY

11/24/1986 - 02/15/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/10/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Croutier.
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